NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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SCRA Powers: SEBI exercises powers delegated under the SCRA, 1956.
Section 11(2): Outlines SEBI’s regulatory powers over intermediaries and markets.
Section 11(2A): Allows inspection for insider trading or unfair practices.
Section 11(3): Grants SEBI civil court powers for inspection and enforcement.
Section 11(4): Empowers SEBI to suspend trading or attach assets.
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