NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Market Development: SEBI promotes orderly growth of securities markets.
Intermediary Oversight: SEBI ensures intermediaries adhere to regulations.
Fraud Prevention: SEBI prohibits fraudulent and unfair trade practices.
Regulatory Framework: SEBI Act provides a comprehensive regulatory structure.
Transparency: SEBI ensures full disclosure in market transactions.
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NISM 3A Securities Intermediaries Compliance
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