NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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SCRA Applicability: Applies to all securities contracts in India.
Bye-Law Enforcement: Exchanges enforce bye-laws for market integrity.
SCRR Rule 8: Specifies eligibility for stock exchange membership.
Periodic Reporting: Exchanges submit reports to SEBI for oversight.
Securities Definition Expansion: Includes new instruments like EGRs.
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NISM 3A Securities Intermediaries Compliance
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