NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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KRA Definition: Agencies maintaining KYC records for intermediaries.
KRA Registration: Requires SEBI approval and compliance.
KRA Functions: Store, retrieve, and share KYC data.
Intermediary Obligations: Upload client KYC to KRAs.
Code of Conduct: KRAs maintain integrity and confidentiality.
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NISM 3A Securities Intermediaries Compliance
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