NISM Series 12 Securities Markets Foundation Certification Exam Notes
Page 33 Of 93
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Intermediaries in Primary Market: Include merchant bankers, underwriters, bankers, and registrars.
Merchant Bankers Role: Merchant bankers structure, price, and manage the issue process.
Underwriters Role: Underwriters ensure unsold securities are purchased, reducing issuer risk.
Bankers to Issue: Bankers collect applications and funds during public issues.
Registrars Role: Registrars maintain investor records and process allotments.
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