NISM Series 12 Securities Markets Foundation Certification Exam Notes

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  • Debt Public Issues: Governed by SEBI’s Non-Convertible Securities Regulations, 2021.
  • Debt Issue Process: Involves prospectus filing, credit ratings, and listing.
  • Private Placements: Securities issued to select investors, not the public.
  • QIP Definition: Qualified Institutions Placement targets institutional investors.
  • Preferential Issue: Securities issued to specific investors at preferential terms.

NISM 12 Securities Markets Foundation

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