NISM Series 12 Securities Markets Foundation Certification Exam Notes
Page 48 Of 93
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Stock Exchanges: Platforms like NSE and BSE enable security trading.
Types of Secondary Markets: Equity, debt, and derivatives markets operate separately.
Market Participants: Include brokers, AMCs, FPIs, and individual investors.
Brokers Role: Brokers execute trades on behalf of clients, earning commissions.
Client Acquisition: Brokers onboard clients through KYC and account opening.
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