NISM Series 12 Securities Markets Foundation Certification Exam Notes

Page 53 Of 93

Go to:

  • Bulk Deal: Transactions exceeding 0.50% of a company’s equity shares.
  • Circuit Breakers: Trading halts if indices move beyond specified limits.
  • Market Information: Exchanges provide price, volume, and other trading data.
  • Regulatory Oversight: SEBI monitors trading to prevent manipulation and fraud.
  • Insider Trading Prevention: SEBI enforces codes to curb insider trading.

NISM 12 Securities Markets Foundation

MODELEXAM MODELEXAM®