NISM Series 12 Securities Markets Foundation Certification Exam Notes
Page 6 Of 93
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Custodians: Custodians hold securities and manage transactions for institutional investors, typically large banks.
Trustees: Trustees oversee asset managers or debenture holders to protect investor interests.
Credit Rating Agencies: Credit rating agencies assess debt securities’ default risk, aiding investor decisions.
Investment Advisers: Advisers help investors select securities based on goals, risk tolerance, and time horizon.
KYC Registration Agencies: KRAs maintain centralized KYC data for SEBI-registered intermediaries, ensuring compliance.
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