NISM Series 12 Securities Markets Foundation Certification Exam Notes

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  • KYC Compliance: Investors complete KYC for mutual fund investments.
  • Fund Categories: SEBI categorizes funds for uniformity, e.g., large-cap, mid-cap.
  • Large-Cap Funds: Invest in top 100 companies by market capitalization.
  • Mid-Cap Funds: Focus on 101st to 250th companies by market cap.
  • Small-Cap Funds: Invest in companies ranked 251st onwards by market cap.

NISM 12 Securities Markets Foundation

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