NISM Series 12 Securities Markets Foundation Certification Exam Notes
Page 73 Of 93
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Riskometer: Indicates fund risk level, from low to very high.
Investor Charter: SEBI mandates disclosure of complaints and investor rights.
Voting by AMCs: AMCs must vote on shareholder resolutions per SEBI rules.
Cut-Off Timings: Determine NAV applicability for transactions.
Liquid Funds: Invest in short-term securities with high liquidity.
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