NISM Series 12 Securities Markets Foundation Certification Exam Notes
Page 8 Of 93
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Insider Trading Regulations: SEBI prohibits insider trading, requiring companies to enforce compliance and disclosures.
RBI Role: RBI regulates money and foreign exchange markets, managing government securities and banking norms.
MCA Role: The Ministry of Corporate Affairs regulates corporate functioning and securities issuance under the Companies Act.
MoF Role: The Ministry of Finance oversees capital markets and financial sector reforms through its departments.
IRDAI Role: IRDAI regulates the insurance industry, ensuring efficiency and policyholder protection.
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