NISM Series 7 Securities Operations Certification Exam Notes

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  • Global Depository Receipts (GDRs): Used by Indian companies to raise foreign capital.
  • Accredited Investors: High-net-worth individuals meeting SEBI criteria.
  • Stock Broker Registration: Requires minimum net worth and compliance.
  • KRA (KYC Registration Agency): Centralizes KYC data for intermediaries.
  • SEBI’s Role: Ensures market integrity and investor protection.

NISM Securities Operations

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