NISM Series 7 Securities Operations Certification Exam Notes
Page 19 Of 97
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Investor Education: SEBI promotes awareness for informed investing.
Corporate Governance: Ensures transparency in listed companies.
Stock Broker Code of Conduct: Mandates integrity and client service.
Legal Entity Identifier (LEI): Mandatory for non-individual FPIs.
Market Intermediaries: Include brokers, DPs, and custodians.
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