NISM Series 7 Securities Operations Certification Exam Notes
Page 38 Of 97
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Margin Collection: Mandatory upfront collection from clients.
Risk Reduction Mode: Triggered when 90% of broker collateral is utilized.
Core Settlement Guarantee Fund (SGF): Protects against member defaults.
Clearing Corporation Role: Imposes margins and manages settlement risks.
Stress Testing: Assesses adequacy of SGF corpus under extreme scenarios.
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