NISM Series 7 Securities Operations Certification Exam Notes
Page 43 Of 97
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Client Funds Protection: Ensures client funds are not misused.
Core SGF Corpus: Funded by exchanges, clearing corporations, and members.
Stress Testing Framework: Ensures SGF adequacy for defaults.
Collateral Allocation: Brokers allocate collateral to client obligations.
Intraday Margining: Snapshots taken to monitor exposure.
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