NISM Series 7 Securities Operations Certification Exam Notes
Page 74 Of 97
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Investor Charter: Outlines grievance redressal mechanisms for clients.
Online Dispute Resolution (ODR): Facilitates dispute resolution via digital platforms.
Investor Grievance Redressal: Handled by exchanges and intermediaries.
Arbitration Process: Resolves disputes between clients and brokers.
Investor Protection Fund (IPF): Compensates investors for broker defaults.
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