NISM 23 - Social Impact Assessors Certification Exam Notes

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  • Regulatory Audits: SEBI conducts audits to verify compliance with regulations.
  • Insider Trading Rules: Insider trading rules prevent misuse of confidential information.
  • Fraudulent Intent: Fraud includes acts done with intent to deceive investors.
  • Governance Oversight: SEBI oversees governance practices in listed entities.
  • Shareholder Disclosures: LODR mandates disclosures to keep shareholders informed.

NISM 23 - Social Impact Assessors

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