NISM 19A AIF Distributors Certification Exam Notes
Page 46 Of 50
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Industry Updates: Stay informed on AIF and fund developments.
Client Confidentiality: Protect investor details and transactions.
No Rebates: Avoid offering gifts or commission rebates to attract investors.
KYC Diligence: Verify investor documents in-person, avoid tampering.
Regulatory Cooperation: Assist SEBI and other authorities as needed.
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