NISM 19A AIF Distributors Certification Exam Notes
Page 47 Of 50
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AML Compliance: Provide investor documents for anti-money laundering checks.
Industry Guidelines: Adhere to voluntary or statutory distributor standards.
Status Updates: Notify changes in distributor’s details to AIFs.
Ethical Standards: Maintain integrity in dealings with all parties.
Investor Grievances: Address complaints promptly, liaise with AIFs.
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