NISM 19B AIFD Distributors Certification Exam Notes
Page 112 Of 122
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Confidentiality Policy: Mandates encryption, NDAs, and secure storage.
Investor Suitability: Distributors match AIFs to investor risk profiles.
Marketing Ethics: Prohibit misleading statements or assured returns.
Distribution Kit: Includes PPM, KYC forms, and fund disclosures.
Investor Education: Distributors explain risks and strategies clearly.
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