NISM 19B AIFD Distributors Certification Exam Notes
Page 113 Of 122
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Fund Transparency: Enhanced by disclosing fees, risks, and performance.
Conflict of Interest: Distributors avoid ties with fund managers or sponsors.
Soft Dollar Arrangements: Prohibited to prevent hidden costs to investors.
Pass-Backs: Indirect incentives to investors are unethical and banned.
Investor Grievances: Addressed through clear communication and reporting.
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