NISM 19B AIFD Distributors Certification Exam Notes
Page 116 Of 122
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Fund Risk Factors: Disclosed in pitch books and PPM for clarity.
Investor Meetings: Organized by distributors to solicit commitments.
Confidentiality Breaches: Lead to penalties under Data Protection Bill.
Internal Controls: Distributors implement to prevent data theft.
Employee NDAs: Mandatory to protect confidential information.
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