NISM 19B AIFD Distributors Certification Exam Notes

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  • Data Encryption: Used to secure electronic fund and investor data.
  • Regulatory Reporting: Distributors provide KYC and tax documents to authorities.
  • Fund Strategy Disclosure: Material changes must be communicated to investors.
  • Investor Rights: Include access to accurate fund information.
  • Ethical Marketing: Avoids negative statements about competing AIFs.

NISM 19B AIFD Distributors

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