NISM 19B AIFD Distributors Certification Exam Notes
Page 58 Of 122
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Regulatory Penalties: Apply for non-compliance with SEBI regulations.
Fund Closure: Involves liquidation or in-specie distribution per SEBI rules.
Accreditation Agencies: Verify investor eligibility for accredited status.
Foreign Investment Rules: Governed by FEMA and RBI circulars.
Fund Documentation: Includes PPM, contribution agreements, and KYC forms.
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