NISM 19B AIFD Distributors Certification Exam Notes

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  • SEBI Circulars: Provide detailed guidelines on AIF operations and compliance.
  • Investor Protection: Central to SEBI’s regulatory framework for AIFs.
  • Fund Leverage: Monitored to prevent excessive risk-taking.
  • Compliance Officer: Mandatory for AIF managers to ensure adherence.
  • Due Diligence: Investors assess fund strategy, risks, and compliance.

NISM 19B AIFD Distributors

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