NISM 19E Alternative Investment Fund Managers Certification Exam Notes

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  • Merchant Banker Agreement: Outlines roles like advisory and compliance for fund setup.
  • SEBI Regulations: Mandate detailed documentation for transparency and compliance.
  • Fund Governance: PPM and agreements ensure alignment with investor interests.
  • Risk Disclosure: PPM must detail all material risks, including market and operational.
  • Investor Rights: Include redemption, voting, and information rights in agreements.

NISM 19E Alternative Investment Fund Managers

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