NISM 19E Alternative Investment Fund Managers Certification Exam Notes

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  • Conflict of Interest: Addressed through policies and disclosures in documentation.
  • Side Letters: Provide specific terms for certain investors, subject to SEBI approval.
  • Regulatory Compliance: Documentation must adhere to SEBI (AIF) Regulations, 2012.
  • Fund Setup: Requires trust deed, PPM, and agreements with custodians and managers.
  • Investor Suitability: Documentation assesses investor risk appetite and goals.

NISM 19E Alternative Investment Fund Managers

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