AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 10 Of 82
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PMLA Penalties: PMLA imposes penalties for non-compliance with reporting obligations.
AML Compliance: Financial institutions must evolve internal mechanisms for AML compliance.
Terrorist Financing Sources: Funds for terrorism may come from legal sources like donations.
FATF Monitoring: FATF monitors jurisdictions for compliance with AML/CFT standards.
PMLA Reporting: Reporting entities must furnish transaction information to FIU-IND.
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AML and CFT Provisions in Securities Markets
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