AML and CFT Provisions in Securities Markets Certification Exam Notes
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AML Technology: Technology-driven solutions enhance AML/CFT compliance efforts.
PMLA Objective: PMLA, 2002, aims to prevent, detect, and prosecute money laundering activities.
Money Laundering Offence: Section 3 defines money laundering as engaging with proceeds of crime.
Section 4 Penalty: Section 4 prescribes 3-7 years imprisonment and fines for money laundering.
Reporting Entities: Reporting entities include banks, financial institutions, and intermediaries.
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