AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 24 Of 82
Go to:
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
Beneficial Owner: Rule 9 defines beneficial owners as those with controlling ownership.
Central KYC Functions: The Central KYC Registry stores and retrieves KYC records.
Aadhaar Authentication: Aadhaar-based e-KYC is a valid KYC verification method.
Record Confidentiality: KYC records must remain confidential unless authorized.
Client Due Diligence Process: CDD involves identifying clients and verifying their purpose.
Previous
Next
AML and CFT Provisions in Securities Markets
Free Demo
Buy Premium
Home
MODELEXAM
®
Developed by
www.realsoftinfoplan.com
MODELEXAM® 
www.realsoftinfoplan.com
www.realsoftinfoplan.com
MODELEXAM® www.realsoftinfoplan.com