AML and CFT Provisions in Securities Markets Certification Exam Notes
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Transaction Monitoring: Entities must monitor transactions for suspicious activity.
KYC Record Upload: KYC records must be uploaded to the Central KYC Registry.
Non-Profit Organizations: Non-profits must register on the DARPAN Portal for KYC.
Small Accounts: Small accounts have relaxed KYC requirements for limited transactions.
Aadhaar Voluntary Use: Aadhaar submission for KYC is optional and voluntary.
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AML and CFT Provisions in Securities Markets
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