AML and CFT Provisions in Securities Markets Certification Exam Notes
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Third-Party KYC: KYC records from third parties must meet PMLA requirements.
Client Identity Verification: Entities must verify client identity using reliable sources.
Cross-Border Wire Transfers: Transfers above ₹5 lakh are reportable.
Group Information Sharing: Groups must share information for AML/CFT compliance.
KYC Accessibility: Central KYC records must be accessible in real-time.
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AML and CFT Provisions in Securities Markets
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