AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 28 Of 82
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Suspicious Transaction Monitoring: Entities must have systems to detect suspicious activity.
Aadhaar QR Code: QR codes on Aadhaar can auto-populate KYC details.
Digital KYC Process: Digital KYC involves OTP-based client verification.
Record Maintenance Period: KYC records are retained for 10 years post-relationship.
Non-Profit KYC: Non-profits require additional KYC registration on DARPAN.
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