AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 64 Of 82
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KYC Record Updates: Client records must be updated periodically.
Suspicious Transaction Reporting: Intermediaries report STRs to FIU-IND.
Mobile and Email: Client mobile and email details are uploaded to KRA.
Video IPV: Video In-Person Verification is allowed for KYC.
Aadhaar Authentication: Aadhaar e-KYC is a valid KYC method.
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AML and CFT Provisions in Securities Markets
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