AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 65 Of 82
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Non-Profit KYC: Non-profits register on the DARPAN Portal.
High-Risk Clients: Enhanced due diligence is required for CSCs.
KYC Record Retention: KYC records are retained for 10 years.
Third-Party Address: Third-party addresses can be used with client consent.
Foreign Nationals: Foreign nationals require overseas address proof.
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AML and CFT Provisions in Securities Markets
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