AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 66 Of 82
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KYC Form Parts: KYC form includes Part I (general) and Part II (specific).
e-PAN Acceptance: e-PAN is a valid PoI for KYC compliance.
SARAL Account: Simplified KYC for resident individuals via SARAL form.
KRA Upload: Intermediaries upload KYC to KRA within 3 days.
Client Record Confidentiality: KYC records must remain confidential.
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AML and CFT Provisions in Securities Markets
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