NISM Series XIII Common Derivatives Certification Exam Notes

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  • False statements in returns to SEBI or the exchange must be avoided.
  • Investors should first approach the intermediary or company for grievance redressal.
  • If unsatisfied, they can approach the stock exchange or SEBI.
  • Stock exchanges and SEBI handle grievances independently.
  • SEBI mandates a common ODR portal for disputes in the securities market.

NISM Common Derivatives

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