NISM Series XIII Common Derivatives Certification Exam Notes

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  • The portal uses online conciliation and arbitration.
  • Disputes with brokers, depositories, registrars, advisors, etc., are covered.
  • Both retail and institutional clients may use ODR or independent institutions.
  • MIIs must empanel approved ODR institutions and follow SEBI guidelines.
  • MIIs operate a shared ODR portal integrated with SEBI’s SCORES.

NISM Common Derivatives

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