NISM Series XIII Common Derivatives Certification Exam Notes

Page 201 Of 303

Go to:

  • Market participants must enroll and cooperate with the portal.
  • Investors must first try direct resolution; if unsatisfied, they escalate to ODR.
  • Market participants can also initiate ODR after a 15-day notice to investors.
  • The ODR portal allows document uploads and status tracking.
  • A round-robin system allocates disputes to ODR institutions.

NISM Common Derivatives

MODELEXAM MODELEXAM®