NISM Series XIII Common Derivatives Certification Exam Notes

Page 276 Of 303

Go to:

  • Membership Requirements: Include capital adequacy and regulatory compliance.
  • Bank Participation: Allowed in currency derivatives with prudential norms.
  • Regulatory Reporting: Mandatory for brokers and clearing members.
  • Market Integrity: Ensured through SEBI and RBI guidelines.
  • FIMMDA Guidelines: Support transparent pricing and trading.

NISM Common Derivatives

MODELEXAM MODELEXAM®