NISM Series XIII Common Derivatives Certification Exam Notes

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  • Trading Restrictions: Apply to certain entities and securities.
  • Compliance Monitoring: Conducted by exchanges and regulators.
  • Capital Requirements: Mandatory for ETIRD market participants.
  • Regulatory Updates: Reflected in March 2025 workbook revisions.
  • Market Access: Restricted to eligible, compliant entities.

NISM Common Derivatives

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