NISM Series XIII Common Derivatives Certification Exam Notes
Page 294 Of 303
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SEBI Code of Conduct: Governs broker behavior and ethics.
Investor Grievance Redressal: Mechanisms to resolve client disputes.
Online Dispute Resolution (ODR): Facilitates conciliation and arbitration.
Investor Protection Fund (IPF): Compensates legitimate client claims.
Power of Attorney (PoA): Optional, used for specific purposes.
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