NISM Series XIII Common Derivatives Certification Exam Notes
Page 295 Of 303
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Demat Debit and Pledge Instruction (DDPI): Replaces PoA for settlement and pledging.
KYC Requirements: Mandatory for client onboarding and compliance.
Broker Responsibilities: Include fair dealing and transparency.
Grievance Redressal: Via SCOREs and ODR portals.
Arbitration Process: Quasi-judicial, resolves disputes online.
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