NISM Series XIII Common Derivatives Certification Exam Notes

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  • IPF Contributions: Include listing fees and penalties.
  • PoA Usage: Limited to settlement and margin obligations.
  • DDPI Purpose: Authorizes securities transfer for settlement.
  • KYC Documents: Include PAN, address, and financial details.
  • Risk Disclosure: Informs clients of trading risks.

NISM Common Derivatives

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