NISM Series XIII Common Derivatives Certification Exam Notes
Page 302 Of 303
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IPF Compensation: Limited to set per-investor caps.
ODR Fees: Non-refundable, vary by claim size.
PoA Limitations: Exclude off-market securities transfers.
DDPI Implementation: Enhances transparency in settlements.
KYC Norms: Include anti-money laundering compliance.
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