NISM Series XIII Common Derivatives Certification Exam Notes

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  • Risk Disclosure Importance: Ensures informed client decisions.
  • IPF Review: Conducted half-yearly for adequacy.
  • Arbitration Timelines: Strict deadlines for fee deposits.
  • Broker Obligations: Include timely grievance redressal.
  • Investor Protection: Central to SEBI’s regulatory framework.

NISM Common Derivatives

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