NISM Series XIII Common Derivatives Certification Exam Notes

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  • Investor Compensation: Funded by Investor Protection Fund.
  • Cyber Security: Frameworks to prevent and mitigate cyber-attacks.
  • Settlement Guarantee: Clearing corporations ensure trade completion.
  • Margin Transparency: Clients can view collateral via web portals.
  • Position Snapshots: Minimum four daily checks for position limits.

NISM Common Derivatives

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