NISM 10A Investment Adviser Level 1 Notes

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  • Risk Tolerance: Guides asset allocation based on investor’s comfort with volatility.
  • Investment Horizon: Influences asset choices based on time to goal.
  • Liquidity Needs: Ensures sufficient liquid assets for short-term requirements.
  • Tax Considerations: Optimizes portfolio for after-tax returns.
  • Diversification Strategy: Spreads investments to reduce unsystematic risk.

NISM 10A NISM Investment Adviser Level 1

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