NISM 10A Investment Adviser Level 1 Notes

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  • Goal-Based Investing: Aligns portfolio with specific financial objectives.
  • Risk-Return Balance: Seeks optimal tradeoff between expected returns and volatility.
  • Portfolio Monitoring: Regularly reviews performance and alignment with goals.
  • Sector Exposure: Limits concentration in specific industries to manage risk.
  • Asset Class Selection: Chooses assets based on risk, return, and correlation.

NISM 10A NISM Investment Adviser Level 1

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